Filing Details

Accession Number:
0001209191-20-051854
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-24 14:57:14
Reporting Period:
2014-02-03
Accepted Time:
2020-09-24 14:57:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6176 Ampco Pittsburgh Corp AP Pumps & Pumping Equipment (3561) 251117717
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1279916 K William Lieberman 339 Sixth Avenue
Heinz 57 Center, Suite 720
Pittsburgh PA 15222
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-03 49 $17.87 5,349 No 4 P Direct
Common Stock Acquisiton 2014-05-01 44 $20.05 5,393 No 4 P Direct
Common Stock Acquisiton 2014-08-01 55 $20.37 5,448 No 4 P Direct
Common Stock Acquisiton 2014-11-03 57 $19.81 5,505 No 4 P Direct
Common Stock Acquisiton 2015-02-02 82 $18.23 5,587 No 4 P Direct
Common Stock Acquisiton 2015-05-01 95 $16.03 5,681 No 4 P Direct
Common Stock Acquisiton 2015-08-03 137 $13.27 5,818 No 4 P Direct
Common Stock Acquisiton 2015-11-02 158 $11.63 5,976 No 4 P Direct
Common Stock Acquisiton 2016-02-01 184 $10.14 6,161 No 4 P Direct
Common Stock Acquisiton 2016-05-02 50 $18.83 6,211 No 4 P Direct
Common Stock Acquisiton 2016-08-01 95 $13.12 6,306 No 4 P Direct
Common Stock Acquisiton 2016-10-31 119 $10.52 6,425 No 4 P Direct
Common Stock Acquisiton 2017-01-31 85 $14.88 6,510 No 4 P Direct
Common Stock Acquisiton 2017-05-01 87 $14.53 6,597 No 4 P Direct
Common Stock Acquisiton 2020-09-22 18,807 $3.50 60,938 No 4 X Direct
Common Stock Acquisiton 2020-09-22 2,944 $3.50 9,541 No 4 X Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 X Direct
No 4 X Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Units Consisting Of Common Stock And Series A Warrants Subscription Rights (right to buy) Disposition 2020-09-22 42,131 $0.00 0 $1.56
Common Stock Series A Warrants (right to buy) Acquisiton 2020-09-22 42,131 $0.00 18,807 $2.57
Units Consisting Of Common Stock And Series A Warrants Subscription Rights (right to buy) Disposition 2020-09-22 6,597 $0.00 0 $1.56
Common Stock Series A Warrants (right to buy) Acquisiton 2020-09-22 6,597 $0.00 2,944 $2.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-08-18 2020-09-18 No 4 X Direct
42,131 2020-09-18 2025-08-01 No 4 X Direct
0 2020-08-18 2020-09-18 No 4 X Direct
6,597 2020-09-18 2025-08-01 No 4 X Direct
Footnotes
  1. The purchase of these shares was inadvertently omitted due to administrative oversight.
  2. Reflects reinvestment of dividends received under a broker-administered dividend reinvestment plan.
  3. Joint w/ spouse
  4. Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.
  5. Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of asubscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.