Filing Details

Accession Number:
0001140361-20-021384
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-23 21:04:56
Reporting Period:
2020-09-22
Accepted Time:
2020-09-23 21:04:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1772921 Onewater Marine Inc. ONEW Retail-Auto & Home Supply Stores (5531) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1789635 Jr. Austin Philip Singleton 6275 Lanier Islands Parkway
Buford GA 30518
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock, Par Value $0.01 Disposition 2020-09-22 69,290 $0.00 345,678 No 4 C Indirect By Philip Singleton Irrevocable Trust, Dated December 24, 2015
Class A Common Stock, Par Value $0.01 Acquisiton 2020-09-22 69,290 $0.00 69,290 No 4 C Indirect By Philip Singleton Irrevocable Trust, Dated December 24, 2015
Class A Common Stock, Par Value $0.01 Disposition 2020-09-22 69,290 $19.00 0 No 4 S Indirect By Philip Singleton Irrevocable Trust, Dated December 24, 2015
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Philip Singleton Irrevocable Trust, Dated December 24, 2015
No 4 C Indirect By Philip Singleton Irrevocable Trust, Dated December 24, 2015
No 4 S Indirect By Philip Singleton Irrevocable Trust, Dated December 24, 2015
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, Par Value $0.01 One Water Marine Holdings, LLC common unit Disposition 2020-09-22 69,290 $0.00 69,290 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
345,678 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 17,333 Direct
Class A Common Stock, Par Value $0.01 104,027 Indirect By Auburn OWMH, LLLP
Class B Common Stock, Par Value $0.01 764,373 Indirect By Auburn OWMH, LLLP
Class B Common Stock, Par Value $0.01 476,261 Indirect By Austin Singleton Irrevocable Trust, Dated December 30, 2015
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock, Par Value $0.01 One Water Marine Holdings, LLC common unit $0.00 764,373 764,373 Indirect
Class A Common Stock, Par Value $0.01 One Water Marine Holdings, LLC common unit $0.00 476,261 476,261 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
764,373 764,373 Indirect
476,261 476,261 Indirect
Footnotes
  1. At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.
  2. Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.