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Filing Details

Accession Number:: 0001394221-20-000006
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-21 20:19:55
Reporting Period:: 2020-09-18

Accepted Time:: 2020-09-21 20:19:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1796022	Stepstone Group Inc.	STEP	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1163432	B George Kaiser	C/O Frederic Dorwart, Lawyers 124 East Fourth Street Tulsa OK 74103	No	No	Yes	No
1394221	Argonaut Holdings, L.l.c.	6733 S. Yale Ave. Tulsa OK 74136	No	No	Yes	No
1585937	Argonaut Private Equity, L.l.c.	6733 S. Yale Ave. Tulsa OK 74136	No	No	Yes	No
1610279	R Steven Mitchell	C/O Stepstone Group Inc. 450 Lexington Avenue, 31St Floor New York NY 10017	Yes	No	Yes	No
1728668	Robert Waldo	C/O Stepstone Group Inc. 450 Lexington Avenue, 31St Floor New York NY 10017	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-09-18	62,500	$18.00	62,500	No	4	P	Direct
Class A Common Stock	Acquisiton	2020-09-18	62,500	$18.00	62,500	No	4	P	Direct
Class B Common Stock	Disposition	2020-09-18	3,830,328	$0.00	6,432,858	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	J	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Units	Disposition	2020-09-18	3,830,328	$0.00	3,830,328	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,432,858			No	4	J	Direct

Footnotes

Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO").
These securities are held of record by Steven R. Mitchell. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
These securities are held of record by Robert A. Waldo. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.
Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock.
These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.
The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.