Filing Details

Accession Number:
0001140361-20-021026
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-21 17:36:20
Reporting Period:
2020-03-18
Accepted Time:
2020-09-21 17:36:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1692819 Vistra Corp. VST () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949509 Oaktree Capital Management Lp C/O Oaktree Capital Management, L.p.
333 South Grand Avenue, 28Th Floor
Los Angeles CA 90771
No No No No
1403382 Oaktree Holdings, Inc. C/O Oaktree Capital Management, L.p.
333 South Grand Avenue, 28Th Floor
Los Angeles CA 90771
No No No No
1403525 Oaktree Capital Group Holdings Gp, Llc C/O Oaktree Capital Management, L.p.
333 South Grand Avenue, 28Th Floor
Los Angeles CA 90771
No No No No
1403528 Oaktree Capital Group, Llc C/O Oaktree Capital Management, L.p.
333 South Grand Avenue, 28Th Floor
Los Angeles CA 90771
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2020-03-18 500,000 $12.36 30,278,055 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Footnotes
  1. This Form 4 is being filed by Oaktree Capital Management, L.P. ("Management"), on behalf of certain of its managed funds and accounts (the "Funds"), with respect to shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") that may be deemed to be beneficially owned by the Reporting Persons (as defined below). This Form 4 is also being filed by each of (i) Oaktree Holdings, Inc. ("Holdings, Inc.") as the general partner of Management; (ii) Oaktree Capital Group, LLC ("OCG") as the sole shareholder of Holdings, Inc.; and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP", and, together with Management, Holdings, Inc. and OCG, the "Reporting Persons" and each a "Reporting Person") as the duly elected manager of OCG.
  2. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
  3. OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.
  4. The price reported in Column 4 is a weighted average price. The Common Stock was disposed of in multiple transactions at prices ranging from $11.60 to $12.45, inclusive. The reporting persons undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4)