Filing Details

Accession Number:
0001209191-20-051291
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-21 16:38:20
Reporting Period:
2020-09-18
Accepted Time:
2020-09-21 16:38:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1757898 Steris Plc STE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651806 A Daniel Carestio C/O 70 Sir John Rogerson'S Quay
Dublin L2 2
Sr Vp And Chief Operating Off No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2020-09-18 15,000 $69.72 41,314 No 4 M Direct
Ordinary Shares Disposition 2020-09-18 14,794 $175.51 26,520 No 4 S Direct
Ordinary Shares Disposition 2020-09-18 206 $176.03 26,314 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Acquisiton 2020-09-18 15,000 $0.00 15,000 $69.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-06-01 No 4 M Direct
Footnotes
  1. 19,400 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 5,500 on June 1, 2021; 2,712 on May 31, 2022; 1,748 on October 3, 2022; 5,008 on May 31, 2023; 3,324 on June 1, 2023 and 1,108 on June 3, 2024.
  2. This exercise of stock options and sale of a total of 14,872 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on February 24, 2020.
  3. Price reflects a weighted average sale price for multiple transactions ranging from $175.02 to $176.00 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. This exercise of stock options and sale of a total of 128 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on February 24, 2020.
  5. Price reflects a weighted average sale price for multiple transactions ranging from $176.02 to $176.03 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. This option to purchase 15,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS"), in exchange for an option to purchase 15,000 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.