Filing Details

Accession Number:
0001567619-20-016940
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-21 16:24:55
Reporting Period:
2020-09-17
Accepted Time:
2020-09-21 16:24:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381197 Interactive Brokers Group Inc. IBKR Security Brokers, Dealers & Flotation Companies (6211) 300390693
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391400 H Earl Nemser One Pickwick Plaza
Greenwich CT 06830
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-09-17 8,100 $47.79 96,814 No 4 S Indirect By EN Holdings LLC
Class A Common Stock Disposition 2020-09-18 16,200 $48.03 80,614 No 4 S Indirect By EN Holdings LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By EN Holdings LLC
No 4 S Indirect By EN Holdings LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 85,551 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by EN Holdings LLC, which is owned by the reporting person and his affiliates.
  2. Represents number of securities owned by EN Holdings LLC, which is owned by the reporting person and his affiliates.
  3. This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.74 to $47.88, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.81 to $48.22, inclusive.