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Filing Details

Accession Number:: 0001104659-20-106181
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-17 18:06:14
Reporting Period:: 2020-09-15

Accepted Time:: 2020-09-17 18:06:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015155	Charles & Colvard Ltd	CTHR	Jewelry, Silverware & Plated Ware (3910)	561928817

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1258861	B Ollin Sykes	170 Southport Drive Morrisville NC 27560		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-09-15	10,000	$0.75	45,787	No	4	P	Indirect	By spouse
Common Stock	Acquisiton	2020-09-15	9,187	$0.75	109,187	No	4	P	Indirect	By SEP IRA
Common Stock	Acquisiton	2020-09-15	54,000	$0.77	92,323	No	4	P	Indirect	By ROTH IRA
Common Stock	Acquisiton	2020-09-15	54,513	$0.77	71,609	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2020-09-16	20,813	$0.79	130,000	No	4	P	Indirect	By SEP IRA
Common Stock	Acquisiton	2020-09-16	28,391	$0.77	100,000	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2020-09-16	81,100	$0.79	975,170	No	4	P	Indirect	By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By spouse
No	4	P	Indirect	By SEP IRA
No	4	P	Indirect	By ROTH IRA
No	4	P	Indirect	By IRA
No	4	P	Indirect	By SEP IRA
No	4	P	Indirect	By IRA
No	4	P	Indirect	By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	348,484	Direct

Footnotes

Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7458 to $0.76, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5) and (6) to this Form 4.
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7559 to $0.7668, inclusive.
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.745 to $0.79, inclusive.
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.8198, inclusive.
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.782, inclusive.
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.771 to $0.7951, inclusive.
Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 213,276 shares (including the 81,100 shares reported as purchased herein) held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.