Filing Details

Accession Number:
0001213900-20-027008
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-16 20:44:12
Reporting Period:
2020-08-19
Accepted Time:
2020-09-16 20:44:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
352998 Teligent Inc. TLGT Pharmaceutical Preparations (2834) 010355758
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904778 A Don Sanders 600 Travis, Suite 5900
Houston TX 77002
No No Yes No
1006309 V Donald Weir 600 Travis, Suite 5900
Houston TX 77002
No No Yes No
1184312 C James Gale 152 West 57Th Street
59Th Floor
New York NY 10019
Yes No Yes No
1214494 T Ben Morris 600 Travis, Suite 5900
Houston TX 77002
No No Yes No
1269415 Life Sciences Opportunities Fund Ii Lp 152 West 57Th Street
59Th Floor
New York NY 10019
No No Yes No
1269417 Life Sciences Opportunities Fund Instittutional Ii Lp 152 West 57Th Street
59Th Floor
New York NY 10019
Yes No Yes No
1280952 Signet Healthcare Partners, Llc 152 West 57Th Street
59Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-19 74,020 $2.26 761,680 No 4 S Direct
Common Stock Disposition 2020-08-19 13,251 $2.25 136,237 No 4 S Direct
Common Stock Disposition 2020-08-21 102,962 $1.66 658,718 No 4 S Direct
Common Stock Disposition 2020-08-21 18,432 $1.66 117,805 No 4 S Direct
Common Stock Disposition 2020-08-25 84,816 $1.13 573,902 No 4 S Direct
Common Stock Disposition 2020-08-25 15,184 $1.13 102,621 No 4 S Direct
Common Stock Disposition 2020-08-26 475,512 $1.24 98,390 No 4 S Direct
Common Stock Disposition 2020-08-26 85,106 $1.25 17,515 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These securities are owned directly by Life Sciences Opportunities Fund (Institutional) II, L.P. and indirectly by the Signet Healthcare Partners, LLC ("General Partner"), the general partner of Life Sciences Opportunities Fund II, L.P., James C. Gale, the chief investment officer, a manager, and a member of the General Partner, SMW Investments I, LLC ("SMW") and Don A. Sanders, Ben T. Morris, and Donald V. Weir, the managing members of SMW. The General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any.
  2. These securities are owned directly by Life Sciences Opportunities Fund II, L.P. and indirectly by the General Partner, Mr. Gale, the chief investment officer, a manager, and a member of the General Partner, SMW, and Mr. Sanders, Mr. Morris, and Mr. Weir, the managing members of SMW. The General Partner, Mr. Gale, SMW, Mr. Sanders, Mr. Morris, and Mr. Weir disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any.