Filing Details
- Accession Number:
- 0000928054-20-000182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-15 19:11:24
- Reporting Period:
- 2020-09-11
- Accepted Time:
- 2020-09-15 19:11:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040899 | David Nierenberg | 8846 N. Sam Houston Pkwy W. Suite 300 Houston TX 77064 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-11 | 15,659 | $2.44 | 1,427,813 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Stock | Acquisiton | 2020-09-14 | 13,873 | $2.51 | 1,441,686 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Stock | Acquisiton | 2020-09-15 | 7,728 | $2.53 | 1,449,414 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Stock | Acquisiton | 2020-09-11 | 31,352 | $2.44 | 2,858,746 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Acquisiton | 2020-09-14 | 27,777 | $2.51 | 2,886,523 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Acquisiton | 2020-09-15 | 15,473 | $2.53 | 2,901,996 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Acquisiton | 2020-09-11 | 1,452 | $2.44 | 132,427 | No | 4 | P | Indirect | By Haredale Ltd. |
| Common Stock | Acquisiton | 2020-09-14 | 1,287 | $2.51 | 133,714 | No | 4 | P | Indirect | By Haredale Ltd. |
| Common Stock | Acquisiton | 2020-09-15 | 717 | $2.53 | 134,431 | No | 4 | P | Indirect | By Haredale Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By Haredale Ltd. |
| No | 4 | P | Indirect | By Haredale Ltd. |
| No | 4 | P | Indirect | By Haredale Ltd. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 156,337 | Direct |
Footnotes
- The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
Billionaire Hedge Funds
