Filing Details

Accession Number:
0001104659-20-105185
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-15 15:15:07
Reporting Period:
2020-09-11
Accepted Time:
2020-09-15 15:15:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120370 Broadwind Inc. BWEN Nonferrous Foundries (Castings) (3360) 880409160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232935 K Stephanie Kushner 3240 S. Central Avenue
Cicero IL 60804
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-09-11 19,002 $3.16 481,785 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The reporting person sold 19,001.66 shares of common stock of the Company held indirectly by the reporting person through the Company's 401(k) Plan.
  2. Includes (i) 64,268 restricted stock units that vest 32,134 shares on each of 4/23/21 and 4/23/22; and (ii) 22,500 restricted stock units that vest on 5/1/21.