Filing Details

Accession Number:
0001140361-11-020203
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-04-01 18:46:05
Reporting Period:
2010-11-10
Filing Date:
2011-04-01
Accepted Time:
2011-04-01 18:46:05
Original Submission Date:
2011-02-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1364742 Blackrock Inc. BLK Security Brokers, Dealers & Flotation Companies (6211) 320174431
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
70858 Bank Of America Corp /De/ Bank Of America Corporate Center
100 N Tryon St
Charlotte NC 28255
Yes No No No
Transaction Summary
Purchased: 2,783 shares Avg. Price: $165.42 Total Value: $460,363.87
Sold: 2,111 shares Avg. Price: $162.22 Total Value: $342,449.10
Number of Shares After Transactions: 586 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-10 7 $168.01 2,330,668 No 4 S Indirect By Subsidiary
Common Stock Acquisiton 2010-11-15 200 $173.00 586 No 4 P Indirect By Subsidiary
Common Stock Acquisiton 2010-11-15 75 $171.08 586 No 4 P Indirect By Subsidiary
Common Stock Disposition 2010-11-15 100 $71.73 586 No 4 S Indirect By Subsidiary
Common Stock Disposition 2010-11-15 100 $172.21 586 No 4 S Indirect By Subsidiary
Common Stock Disposition 2010-11-15 100 $172.54 586 No 4 S Indirect By Subsidiary
Common Stock Acquisiton 2010-11-16 300 $166.75 586 No 4 P Indirect By Subsidiary
Common Stock Disposition 2010-11-16 380 $166.93 586 No 4 P Indirect By Subsidiary
Common Stock Disposition 2010-11-16 45 $166.63 586 No 4 S Indirect By Subsidiary
Common Stock Disposition 2010-11-16 100 $166.64 586 No 4 S Indirect By Subsidiary
Common Stock Disposition 2010-11-16 155 $166.66 586 No 4 S Indirect By Subsidiary
Common Stock Disposition 2010-11-16 200 $166.92 586 No 4 S Indirect By Subsidiary
Common Stock Disposition 2010-11-16 200 $170.70 586 No 4 S Indirect By Subsidiary
Common Stock Acquisiton 2010-11-18 50 $171.33 586 No 4 P Indirect By Subsidiary
Common Stock Disposition 2010-11-18 100 $171.33 586 No 4 S Indirect By Subsidiary
Common Stock Disposition 2010-11-18 200 $171.83 586 No 4 S Indirect By Subsidiary
Common Stock Acquisiton 2010-11-23 24 $163.26 586 No 4 P Indirect By Subsidiary
Common Stock Acquisiton 2010-11-23 100 $166.00 586 No 4 P Indirect By Subsidiary
Common Stock Disposition 2010-11-23 150 $163.30 586 No 4 S Indirect By Subsidiary
Common Stock Disposition 2010-11-23 100 $163.34 586 No 4 S Indirect By Subsidiary
Common Stock Acquisiton 2010-11-24 100 $164.72 586 No 4 P Indirect By Subsidiary
Common Stock Acquisiton 2010-11-26 4 $165.14 586 No 4 P Indirect By Subsidiary
Common Stock Acquisiton 2010-11-29 100 $162.90 586 No 4 P Indirect By Subsidiary
Common Stock Disposition 2010-11-29 450 $161.86 586 No 4 S Indirect By Subsidiary
Common Stock Disposition 2010-11-29 4 $162.30 586 No 4 S Indirect By Subsidiary
Common Stock Acquisiton 2010-11-30 450 $163.30 586 No 4 P Indirect By Subsidiary
Common Stock Acquisiton 2010-11-30 1,000 $163.49 586 No 4 P Indirect By Subsidiary
Common Stock Disposition 2010-11-30 100 $162.90 586 No 4 S Indirect By Subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 S Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 P Indirect By Subsidiary
No 4 S Indirect By Subsidiary
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B Convertible Participating Preferred Stock $0.00 0 13,562,878 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 13,562,878 Indirect
Footnotes
  1. This amendment is being filed to correct the amount of securities beneficially owned following the transactions reported in Table I of the Form 4 filled on February 22, 2011. Other than as described in footnote 2, there are no other changes from the information originally reported.
  2. This amendment is being filed to include a transaction omitted from Table I of the Form 4 filed on February 22, 2011. The seven shares disposed of in this transaction were not reflected in the amounts of securities beneficially owned reported on such Form 4. To the extent that transactions are being amended pursuant to footnote 1, they have also been amended them to reflect the disposal of the seven shares. Other than as described in footnote 1, there are no other changes from the information originally reported.
  3. This Form 4 is being filed by Bank of America Corporation ("BAC"), a Delaware corporation and bank holding company registered under the Bank Holding Company Act of 1956, on behalf of its subsidiaries.
  4. Transaction executed by the error correction section of Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPFS"), a broker-dealer and subsidiary of BAC, to correct errors made in connection with trades made on behalf of clients of MLPFS.
  5. In connection with this transaction, BAC has agreed to voluntarily remit appropriate profits, if any, to the Issuer. BAC disclaims that such transaction is subject to reporting under Section 16(a) or disgorgement under Section 16(b), and this report shall not be deemed an admission that those sections apply to such transaction.
  6. In addition to the shares of Common Stock reported herein, BAC is also the beneficial owner of 13,562,878 shares of Series B Convertible Participating Preferred Stock (the "Series B Preferred Stock"), as reported in Table II. The Series B Preferred Stock automatically converts into Common Stock on a 1-for-1 basis upon transfer to a third party and has no expiration date.
  7. Each of BAC, Merrill Lynch & Co., Inc. ("ML&Co."), MLPFS and Merrill Lynch Group, Inc. ("ML Group", and collectively the "Reporting Persons") disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.
  8. BAC owns the Common Stock indirectly through its wholly owned subsidiary MLPFS. BAC owns the Series B Preferred Stock indirectly through its wholly owned subsidiary ML Group.
  9. Pursuant to the Third Amended and Restated Stockholder Agreement dated as of November 15, 2010, as may be amended from time to time, between ML&Co., ML Group and the Issuer, ML&Co. has the right to designate a member to the board of directors of the Issuer. Each of the Reporting Persons other than ML&Co. disclaims its possible status as director of the Issuer.