Filing Details

Accession Number:
0001713310-20-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-14 16:17:05
Reporting Period:
2020-09-14
Accepted Time:
2020-09-14 16:17:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1713310 S Brian Fetterolf 301 Grant Street
Suite 2700
Pittsburgh PA 15219
Ceo, Tsc Bank, Director Tsc Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-14 1,200 $15.23 78,872 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 213,325 Direct
Common Stock 13,334 Indirect Trust for Donald L. Fetterolf
Common Stock 10,750 Indirect Crosshair Ventures, L.P.
Depositary Shares - Series A 4,000 Direct
Depositary Shares - Series B 1,000 Direct
Footnotes
  1. This price represents the approximate weighted average price per share of purchases of the Issuer's shares, which were executed at prices ranging from $15.08 to $15.31 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each price.
  2. Held jointly with Reporting Person's spouse.
  3. The Reporting Person is one of two trustees and a beneficiary of the Trust.
  4. The Reporting Person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner.