Filing Details

Accession Number:
0001415889-20-002292
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-11 18:20:55
Reporting Period:
2020-09-10
Accepted Time:
2020-09-11 18:20:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606366 El Pollo Loco Holdings Inc. LOCO Retail-Eating Places (5812) 203563182
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614571 Laurance Roberts C/O El Pollo Loco Holdings, Inc.
3535 Harbor Blvd, Suite 100
Costa Mesa CA 92626
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-10 13,600 $4.09 109,096 No 4 M Direct
Common Stock Disposition 2020-09-10 13,600 $17.75 95,496 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2020-09-10 13,600 $0.00 13,600 $4.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,183 2016-12-28 2023-07-15 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019.
  2. Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $17.36 to $17.88 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. This Form 4 updates and corrects the number of derivative securities beneficially owned following the reported transaction, which amount was underreported by 37,992 shares in Column 9 of Table II in prior Form 4s filed with the Securities and Exchange Commission on each of April 13, 2020, June 11, 2020 and July 31, 2020.