Filing Details

Accession Number:
0001614094-20-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-11 16:42:06
Reporting Period:
2020-09-09
Accepted Time:
2020-09-11 16:42:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251445 Michael Thomas Nevens 1395 Crossman Ave
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-11 22,831 $43.77 22,831 No 4 M Direct
Common Stock Disposition 2020-09-11 22,831 $44.62 0 No 4 S Direct
Common Stock Acquisiton 2020-09-09 5,766 $0.00 35,810 No 4 M Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-09-11 22,831 $44.62 22,831 $43.77
Common Stock Restricted Stock Unit Disposition 2020-09-09 5,766 $0.00 5,766 $0.00
Common Stock Restricted Stock Unit Acquisiton 2020-09-10 7,324 $0.00 7,324 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-09-12 No 4 M Direct
0 2020-09-09 No 4 M Direct
7,324 No 4 A Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $44.04 to $44.93. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. Shares held by the Nevens Family 1997 Trust.
  3. The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
  4. Restricted stock units convert into common stock on a one-for-one basis.
  5. On September 12, 2019, the reporting person was granted 5,766 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
  6. On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date