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Filing Details

Accession Number:: 0001250853-20-000067
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-10 21:10:41
Reporting Period:: 2020-09-08

Accepted Time:: 2020-09-10 21:10:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1083446	Apollo Medical Holdings Inc.	AMEH	Services-Management Consulting Services (8742)	870042699

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1725499	T. Kenneth Sim	1668 S. Garfield Ave. 2Nd Floor Alhambra CA 91801	Executive Chairman And Co-Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-09-08	63,512	$9.00	1,801,072	No	4	M	Indirect	By Kenneth T & Simone S Sim Family Trust
Common Stock	Disposition	2020-09-08	30,253	$18.89	1,770,819	No	4	F	Indirect	By Kenneth T & Simone S Sim Family Trust
Common Stock	Acquisiton	2020-09-09	5,000	$17.60	37,996	No	4	P	Indirect	By Kenneth T. Sim Pension Plan Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	By Kenneth T & Simone S Sim Family Trust
No	4	F	Indirect	By Kenneth T & Simone S Sim Family Trust
No	4	P	Indirect	By Kenneth T. Sim Pension Plan Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants to Purchase Common Stock	Disposition	2020-09-08	63,512	$0.00	63,512	$9.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-12-07	2020-10-14	No	4	M	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	61,343	Direct
Common Stock	16,379	Indirect	By immediate family
Common Stock	17,307,214	Indirect	By Allied Physicians of California, A Professional Medical Corporation

Footnotes

These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are held by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are beneficially owned by Brandon Sim, the Issuer's interim Co-Chief Operating Officer, Chief Technology Officer and Vice President of Engineering, who is the Reporting Person's son and shares the Reporting Person's household. The Reporting Person disclaims any beneficial ownership of these securities.
These securities are beneficially owned by Allied Physicians of California, A Professional Medical Corporation, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.