Filing Details
- Accession Number:
- 0000928054-20-000180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-10 16:38:08
- Reporting Period:
- 2020-09-08
- Accepted Time:
- 2020-09-10 16:38:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040899 | David Nierenberg | 8846 N. Sam Houston Pkwy W. Suite 300 Houston TX 77064 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-08 | 3,795 | $2.40 | 1,393,543 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Stock | Acquisiton | 2020-09-09 | 14,670 | $2.43 | 1,408,213 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Stock | Acquisiton | 2020-09-10 | 3,941 | $2.48 | 1,412,154 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Stock | Acquisiton | 2020-09-08 | 7,596 | $2.40 | 2,790,131 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Acquisiton | 2020-09-09 | 29,370 | $2.43 | 2,819,501 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Acquisiton | 2020-09-10 | 7,893 | $2.48 | 2,827,394 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Acquisiton | 2020-09-08 | 352 | $2.40 | 129,249 | No | 4 | P | Indirect | By Haredale Ltd. |
| Common Stock | Acquisiton | 2020-09-09 | 1,360 | $2.43 | 130,609 | No | 4 | P | Indirect | By Haredale Ltd. |
| Common Stock | Acquisiton | 2020-09-10 | 366 | $2.48 | 130,975 | No | 4 | P | Indirect | By Haredale Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By Haredale Ltd. |
| No | 4 | P | Indirect | By Haredale Ltd. |
| No | 4 | P | Indirect | By Haredale Ltd. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 156,337 | Direct |
Footnotes
- The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
Billionaire Hedge Funds
