Filing Details

Accession Number:
0001209191-20-049965
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-10 16:27:37
Reporting Period:
2020-09-08
Accepted Time:
2020-09-10 16:27:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278021 Marketaxess Holdings Inc MKTX Security Brokers, Dealers & Flotation Companies (6211) 522230784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296466 M Richard Mcvey C/O Marketaxess Holdings Inc.
55 Hudson Yards, 15Th Floor
New York NY 10001
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 198 $441.85 973,085 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 102 $442.51 972,983 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 601 $444.24 972,382 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 364 $445.23 972,018 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 325 $446.12 971,693 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 162 $447.24 971,531 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 350 $448.61 971,181 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 5,283 $449.55 965,898 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 7,766 $450.32 958,132 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 6,077 $451.41 952,055 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 7,960 $452.39 944,095 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 2,825 $453.28 941,270 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-08 4 $454.12 941,266 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-09 400 $452.98 940,866 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-09 602 $455.99 940,264 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-09 723 $457.01 939,541 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-09 1,284 $457.85 938,257 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-09 1,340 $458.95 936,917 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-09 1,521 $460.00 935,396 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-09 1,270 $461.19 934,126 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-09 1,852 $462.17 932,274 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2020-09-09 991 $463.11 931,283 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.003 Per Share 2,000 Indirect By Immediate Family Members
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The transactions were executed in multiple trades at prices ranging from $441.41 to $442.30. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  3. The transactions were executed in multiple trades at prices ranging from $442.45 to $442.51. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  4. The transactions were executed in multiple trades at prices ranging from $443.64 to $444.62. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  5. The transactions were executed in multiple trades at prices ranging from $444.67 to $445.58. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  6. The transactions were executed in multiple trades at prices ranging from $445.69 to $446.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  7. The transactions were executed in multiple trades at prices ranging from $446.87 to $447.86. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  8. The transactions were executed in multiple trades at prices ranging from $447.90 to $448.88. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  9. The transactions were executed in multiple trades at prices ranging from $448.91 to $449.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  10. The transactions were executed in multiple trades at prices ranging from $449.91 to $450.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  11. The transactions were executed in multiple trades at prices ranging from $450.93 to $451.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  12. The transactions were executed in multiple trades at prices ranging from $451.93 to $452.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  13. The transactions were executed in multiple trades at prices ranging from $452.95 to $453.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  14. The transactions were executed in multiple trades at prices ranging from $452.92 to $453.04. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  15. The transactions were executed in multiple trades at prices ranging from $455.40 to $456.26. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  16. The transactions were executed in multiple trades at prices ranging from $456.40 to $457.36. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  17. The transactions were executed in multiple trades at prices ranging from $457.41 to $458.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  18. The transactions were executed in multiple trades at prices ranging from $458.43 to $459.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  19. The transactions were executed in multiple trades at prices ranging from $459.46 to $460.39. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  20. The transactions were executed in multiple trades at prices ranging from $460.65 to $461.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  21. The transactions were executed in multiple trades at prices ranging from $461.70 to $462.68. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  22. The transactions were executed in multiple trades at prices ranging from $462.80 to $463.39. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.