Filing Details

Accession Number:
0000919574-20-005768
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-10 11:56:03
Reporting Period:
2020-09-08
Accepted Time:
2020-09-10 11:56:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
276720 Pure Cycle Corp PCYO Water Supply (4941) 840705083
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1761269 Plaisance Capital Llc 250 Fillmore Street
Suite 525
Denver CO 80206
No No Yes No
1791057 R Daniel Kozlowski C/O Plaisance Capital, Llc
250 Fillmore Street, Suite 525
Denver CO 80206
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value 1/3 Of $0.01 Per Share Acquisiton 2020-09-08 2,494 $9.65 3,902,174 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.