Filing Details

Accession Number:
0001001250-20-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-08 16:34:27
Reporting Period:
2020-09-03
Accepted Time:
2020-09-08 16:34:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1428855 Fabrizio Freda The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-09-03 40,682 $0.00 108,856 No 4 A Direct
Class A Common Stock Disposition 2020-09-03 21,651 $219.80 87,205 No 4 F Direct
Class A Common Stock Disposition 2020-09-04 1,440 $212.67 85,765 No 4 S Direct
Class A Common Stock Disposition 2020-09-04 3,006 $213.85 82,759 No 4 S Direct
Class A Common Stock Disposition 2020-09-04 1,634 $214.87 81,125 No 4 S Direct
Class A Common Stock Disposition 2020-09-04 2,725 $215.92 78,400 No 4 S Direct
Class A Common Stock Disposition 2020-09-04 7,567 $217.06 70,833 No 4 S Direct
Class A Common Stock Disposition 2020-09-04 2,221 $218.15 68,612 No 4 S Direct
Class A Common Stock Disposition 2020-09-04 438 $218.79 68,174 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (Right to Buy) Acquisiton 2020-09-03 89,746 $0.00 89,746 $218.06
Class A Common Stock Restricted Stock Units (Share Payout) Acquisiton 2020-09-03 23,914 $0.00 23,914 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
89,746 2030-09-03 No 4 A Direct
23,914 No 4 A Direct
Footnotes
  1. Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.
  2. Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
  3. The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on August 31, 2020.
  4. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  5. Sales prices range from $212.17 to $213.14 per share, inclusive.
  6. Sales prices range from $213.27 to $214.25 per share, inclusive.
  7. Sales prices range from $214.28 to $215.21 per share, inclusive.
  8. Sales prices range from $215.49 to $216.28 per share, inclusive.
  9. Sales prices range from $216.55 to $217.44 per share, inclusive.
  10. Sales prices range from $217.58 to $218.44 per share, inclusive.
  11. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 29,915 shares exercisable from and after January 1, 2022; 29,915 shares exercisable from and after January 1, 2023; and 29,916 shares exercisable from and after January 1, 2024.
  12. Not applicable.
  13. Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 7,971 on November 1, 2021; 7,971 on November 1, 2022; and 7,972 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.