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Filing Details

Accession Number:: 0001477932-20-005335
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-08 16:11:02
Reporting Period:: 2020-07-07

Accepted Time:: 2020-09-08 16:11:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1102432	Viking Energy Group Inc.	VKIN	Crude Petroleum & Natural Gas (1311)	980199508

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1812572	Andrew Troy Caruso	10 Colonial Drive Smithtown NY 11787		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-07-07	701,966	$0.00	25,769,748	No	4	J	Indirect	See Footnote 2
Common Stock	Acquisiton	2020-07-08	135,000	$0.12	25,904,748	No	4	P	Indirect	See Footnote 1
Common Stock	Acquisiton	2020-07-08	180,000	$0.12	26,084,748	No	4	P	Indirect	See Footnote 3
Common Stock	Acquisiton	2020-07-08	90,000	$0.12	26,174,748	No	4	P	Direct
Common Stock	Acquisiton	2020-07-14	11,065,574	$0.12	37,240,322	No	4	J	Indirect	See Footnote 1
Common Stock	Acquisiton	2020-07-20	435,559	$0.00	37,675,881	No	4	J	Indirect	See Footnote 2
Common Stock	Disposition	2020-08-11	644,579	$0.12	37,031,302	No	4	J	Indirect	See Footnote 1
Common Stock	Acquisiton	2020-08-11	644,579	$0.12	37,675,881	No	4	J	Indirect	See Footnote 4
Common Stock	Disposition	2020-08-12	3,000,000	$0.12	34,675,881	No	4	J	Indirect	See Footnote 1
Common Stock	Acquisiton	2020-08-12	3,000,000	$0.12	37,675,881	No	4	J	Indirect	See Footnote 4
Common Stock	Disposition	2020-08-13	1,045,658	$0.12	36,630,223	No	4	J	Indirect	See Footnote 1
Common Stock	Disposition	2020-08-13	1,305,240	$0.12	35,324,983	No	4	J	Indirect	See Footnote 1
Common Stock	Disposition	2020-08-13	107,603	$0.12	35,217,380	No	4	J	Indirect	See Footnote 1
Common Stock	Disposition	2020-08-13	108,123	$0.12	35,109,257	No	4	J	Indirect	See Footnote 1
Common Stock	Disposition	2020-08-13	69,614	$0.12	35,039,643	No	4	J	Indirect	See Footnote 1
Common Stock	Disposition	2020-08-13	45,000	$0.12	34,994,643	No	4	J	Indirect	See Footnote 1
Common Stock	Acquisiton	2020-08-24	2,139,344	$0.12	37,133,987	No	4	J	Indirect	See Footnote 2
Common Stock	Acquisiton	2020-08-26	7,124,455	$0.14	44,258,442	No	4	P	Indirect	See Footnote 4

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Footnote 2
No	4	P	Indirect	See Footnote 1
No	4	P	Indirect	See Footnote 3
No	4	P	Direct
No	4	J	Indirect	See Footnote 1
No	4	J	Indirect	See Footnote 2
No	4	J	Indirect	See Footnote 1
No	4	J	Indirect	See Footnote 4
No	4	J	Indirect	See Footnote 1
No	4	J	Indirect	See Footnote 4
No	4	J	Indirect	See Footnote 1
No	4	J	Indirect	See Footnote 1
No	4	J	Indirect	See Footnote 1
No	4	J	Indirect	See Footnote 1
No	4	J	Indirect	See Footnote 1
No	4	J	Indirect	See Footnote 1
No	4	J	Indirect	See Footnote 2
No	4	P	Indirect	See Footnote 4

Footnotes

Represents shares owned by Radium2 Capital, LLC, of which the Reporting Person indirectly owns 95.38% of. The Reporting Person has the authority to sell, transfer, or vote all shares of Radium2 Capital, LLC.
Represents shares owned by Radium Asset Management, LLC, of which the Reporting Person owns 100% of.
Represents shares owned by Axe Capital Solutions, Inc., of which the Reporting Person owns 33.33% of. The Reporting Person has the authority to sell, transfer, or vote all shares of Axe Capital Solutions, Inc.
Represents shares owned by Troy Caruso, Inc. of which the Reporting Person owns 100% of.
Pursuant to the terms of a consulting agreement.
Represents shares issued to Radium Asset Management, LLC, of which the Reporting Person owns 100% of, in connection with a Non-Discretionary Advisory Agreement, dated January 15, 2020, as amended on April 13, 2020, entered into between the Issuer and Radium Asset Management, LLC.
See fn. 5; Of the 435,559 shares of common stock beneficially owned by the Reporting Person, only 435,550 shares have been issued and 9 shares remained unissued.
See VKIN 8K, filed July 14, 2020.
Represents shares transferred by Radium2 Capital, LLC, which is controlled by the Reporting Person, to syndicate partners of Radium2 Capital, LLC.
Represents shares transferred by Radium2 Capital, LLC, which is controlled by the Reporting Persons, to investors of Radium2 Capital, LLC.