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Filing Details

Accession Number:: 0001001250-20-000072
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-08 12:32:58
Reporting Period:: 2020-09-03

Accepted Time:: 2020-09-08 12:32:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001250	Estee Lauder Companies Inc	EL	Perfumes, Cosmetics & Other Toilet Preparations (2844)	112408943

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1432251	C. Alexandra Trower	The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153	Evp - Global Communications	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-09-03	1,260	$221.80	7,709	No	4	S	Indirect	Through a revocable trust for the Reporting Person.
Class A Common Stock	Disposition	2020-09-03	100	$221.81	7,609	No	4	S	Indirect	Through a revocable trust for the Reporting Person.
Class A Common Stock	Acquisiton	2020-09-03	6,751	$0.00	6,751	No	4	A	Direct
Class A Common Stock	Disposition	2020-09-03	2,924	$219.80	3,827	No	4	F	Direct
Class A Common Stock	Acquisiton	2020-09-04	8,726	$89.47	12,553	No	4	M	Direct
Class A Common Stock	Acquisiton	2020-09-04	7,499	$107.95	20,052	No	4	M	Direct
Class A Common Stock	Acquisiton	2020-09-04	5,203	$138.15	25,255	No	4	M	Direct
Class A Common Stock	Disposition	2020-09-04	1,256	$213.07	23,999	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-04	5,659	$214.01	18,340	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-04	2,602	$215.14	15,738	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-04	8,413	$215.99	7,325	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-04	2,405	$217.12	4,920	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-04	600	$217.96	4,320	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-04	493	$218.79	3,827	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Through a revocable trust for the Reporting Person.
No	4	S	Indirect	Through a revocable trust for the Reporting Person.
No	4	A	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Option (Right to Buy)	Acquisiton	2020-09-03	14,714	$0.00	14,714	$218.06
Class A Common Stock	Restricted Stock Units (Share Payout)	Acquisiton	2020-09-03	3,921	$0.00	3,921	$0.00
Class A Common Stock	Option (Right to Buy)	Disposition	2020-09-04	8,726	$0.00	8,726	$89.47
Class A Common Stock	Option (Right to Buy)	Disposition	2020-09-04	7,499	$0.00	7,499	$107.95
Class A Common Stock	Option (Right to Buy)	Disposition	2020-09-04	5,203	$0.00	5,203	$138.15

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,714	2030-09-03	No	4	A	Direct
3,921		No	4	A	Direct
0	2026-09-06	No	4	M	Direct
7,499	2027-09-05	No	4	M	Direct
10,406	2028-09-04	No	4	M	Direct

Footnotes

Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.
Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,726 shares exercisable from and after January 1, 2018; 8,726 shares exercisable from and after January 1, 2019; 8,726 shares exercisable from and after January 1, 2020.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,498 shares exercisable from and after January 1, 2019; 7,499 shares exercisable from and after January 1, 2020; and 7,499 shares exercisable from and after January 1, 2021.
Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,203 shares exercisable from and after January 1, 2020; 5,203 shares exercisable from and after January 1, 2021; and 5,203 shares exercisable from and after January 1, 2022.
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Sales prices range from $212.47 to $213.44 per share, inclusive.
Sales prices range from $213.49 to $214.48 per share, inclusive.
Sales prices range from $214.52 to $215.49 per share, inclusive.
Sales prices range from $215.52 to $216.45 per share, inclusive.
Sales prices range from $216.55 to $217.49 per share, inclusive.
Sales prices range from $217.62 to $218.38 per share, inclusive.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,904 shares exercisable from and after January 1, 2022; 4,905 shares exercisable from and after January 1, 2023; and 4,905 shares exercisable from and after January 1, 2024.
Not applicable.
Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,306 on November 1, 2021; 1,307 on November 1, 2022; and 1,308 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.