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Filing Details

Accession Number:: 0001091667-20-000170
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-03 16:39:52
Reporting Period:: 2020-09-01

Accepted Time:: 2020-09-03 16:39:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1091667	Charter Communications Inc.	CHTR	Cable & Other Pay Television Services (4841)	841496755

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1546356	Jonathan Hargis	C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901	Evp/Chief Marketing Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-09-01	20,093	$221.25	34,682	No	4	M	Direct
Class A Common Stock	Disposition	2020-09-01	13,535	$614.04	21,147	No	4	F	Direct
Class A Common Stock	Disposition	2020-09-02	6,558	$616.10	14,589	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-09-02	5,582	$620.34	20,171	No	4	M	Direct
Class A Common Stock	Disposition	2020-09-02	2,734	$620.34	17,437	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Options	Disposition	2020-09-01	20,093	$221.25	20,093	$221.25
Class A Common Stock	Restricted Stock Units	Disposition	2020-09-02	5,582	$0.00	5,582	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
105,491		2026-06-17	No	4	M	Direct
8,373		2026-06-17	No	4	M	Direct

Footnotes

Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
Withholding of securities for the purpose of paying the exercise price and paying taxes.
Executed pursuant to a 10b5-1 plan.
Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.
Withholding of securities for the purpose of paying taxes.
Restricted Stock Units convert into common stock on a one-for-one basis.