Filing Details
- Accession Number:
- 0001618732-20-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-03 16:30:42
- Reporting Period:
- 2020-09-01
- Accepted Time:
- 2020-09-03 16:30:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685495 | Dheeraj Pandey | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Ceo And Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-09-01 | 330,835 | $0.00 | 338,872 | No | 4 | J | Indirect | See Footnote |
Class A Common Stock | Disposition | 2020-09-01 | 338,872 | $28.39 | 0 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2020-09-01 | 11,128 | $27.96 | 41,606 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2020-09-01 | 330,835 | $0.00 | 330,835 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,262,103 | No | 4 | J | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 2,932,000 | 2,932,000 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 68,000 | 68,000 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 381,218 | 381,218 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 381,218 | 381,218 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 381,218 | 381,218 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,932,000 | 2,932,000 | Indirect | |
68,000 | 68,000 | Indirect | |
381,218 | 381,218 | Indirect | |
381,218 | 381,218 | Indirect | |
381,218 | 381,218 | Indirect |
Footnotes
- The reporting person has elected to convert the securities from Class B common stock into Class A common stock.
- Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $28.01 to $28.88. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $27.87 to $28.01. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
- The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.
- The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person and his spouse serve as trustees.
- The shares are held of record by The Pandey 2012 Irrevocable Descendants Trust for which the Reporting Person's spouse serves as trustee.
- The shares are held of record by the Pandey 2016 Annuity trust, for which the Reporting Person serves as trustee, for the benefit of the Reporting Person's minor child.