Filing Details
- Accession Number:
- 0001562180-20-005829
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-03 16:01:46
- Reporting Period:
- 2020-09-01
- Accepted Time:
- 2020-09-03 16:01:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1253176 | Vapotherm Inc | VAPO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186476 | B Craig Reynolds | 100 Domain Drive Exeter NH 03833 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-01 | 4,118 | $0.00 | 4,118 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-09-01 | 800 | $1.54 | 4,918 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-01 | 800 | $31.12 | 4,118 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-09-02 | 4,885 | $1.54 | 9,003 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-09-02 | 1,702 | $1.68 | 10,705 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-02 | 6,587 | $31.15 | 4,118 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase Common Stock | Disposition | 2020-09-01 | 800 | $0.00 | 800 | $1.54 |
| Common Stock | Option to purchase Common Stock | Disposition | 2020-09-02 | 436 | $0.00 | 436 | $1.68 |
| Common Stock | Option to purchase Common Stock | Disposition | 2020-09-02 | 1,266 | $0.00 | 1,266 | $1.68 |
| Common Stock | Option to purchase Common Stock | Disposition | 2020-09-02 | 4,885 | $0.00 | 4,885 | $1.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,868 | 2023-04-17 | No | 4 | M | Direct | |
| 871 | 2027-01-18 | No | 4 | M | Direct | |
| 2,533 | 2027-10-18 | No | 4 | M | Direct | |
| 3,983 | 2023-04-17 | No | 4 | M | Direct |
Footnotes
- Annual award in the form of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's amended and restated Non-Employee Director Compensation Policy. This RSU is eligible to vest in full on the earlier of the first anniversary of the date of grant or the date of the Company's 2021 annual meeting of stockholders.
- This transaction was executed in multiple trades at prices ranging from $31.01 to $31.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $31.00 to $31.41. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option has fully vested.
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