Filing Details
- Accession Number:
- 0001638599-20-000798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-02 16:38:30
- Reporting Period:
- 2020-08-31
- Accepted Time:
- 2020-09-02 16:38:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1677576 | Innovative Industrial Properties Inc | IIPR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298786 | D Alan Gold | C/O Innovative Industrial Properties 11440 West Bernardo Court, Suite 100 San Diego CA 92127 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-07-01 | 1,000 | $0.00 | 308,586 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2020-09-01 | 5,000 | $125.08 | 303,586 | No | 4 | S | Direct | |
| Series A Preferred Stock | Disposition | 2020-08-31 | 1,000 | $30.67 | 60,100 | No | 4 | S | Direct | |
| Series A Preferred Stock | Disposition | 2020-09-01 | 5,000 | $30.14 | 55,100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,750 | Indirect | By Children's Trust No. 1 |
| Common Stock | 33,750 | Indirect | By Children's Trust No. 2 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 15,978 | 15,978 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 15,978 | 15,978 | Direct |
Footnotes
- Bona fide gift to charity.
- An irrevocable trust of which a family member of the reporting person is a trustee and of which one of the reporting person's adult children is the sole beneficiary.
- Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of Innovative Industrial Properties, Inc. common stock.
- One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2021, January 1, 2022 and January 1, 2023, provided that the reporting person continues to be a non-employee director or employee of Innovative Industrial Properties, Inc. on such date.
Billionaire Hedge Funds
