Filing Details

Accession Number:
0001127602-11-011633
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-01 16:29:22
Reporting Period:
2011-03-31
Filing Date:
2011-04-01
Accepted Time:
2011-04-01 16:29:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321646 Kraton Performance Polymers Inc. KRA Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 200411521
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1510666 Scott G Lee C/O Kraton Performance Polymers
15710 John F. Kennedy Blvd, Suite 300
Houston TX 77032
Vice President Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-31 375 $13.90 3,791 No 4 M Direct
Common Stock Acquisiton 2011-03-31 450 $13.51 4,241 No 4 M Direct
Common Stock Disposition 2011-03-31 375 $40.01 3,866 No 4 S Direct
Common Stock Disposition 2011-03-31 450 $40.00 3,416 No 4 S Direct
Common Stock Disposition 2011-03-31 80 $40.01 3,336 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Options (Right to Buy) Disposition 2011-03-31 375 $0.00 375 $13.90
Common Stock Employee Options (Right to Buy) Disposition 2011-03-31 450 $0.00 450 $13.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,125 2020-01-28 No 4 M Direct
11,884 2018-06-19 No 4 M Direct
Footnotes
  1. Transacted under a 10b5-1 plan that was adopted on March 11, 2011.
  2. 1,500 of the options reported above have vested and are immediately exercisable. The remaining options vest January 28, 2012, January 28, 2013, January 28, 2014 and January 28, 2015, respectively, subject to the Reporting Person being employed by the Company or its affiliates or subsidiaries on the vesting date.
  3. 6,167 of the options reported above have vested and are immediately exercisable. The remaining options vest June 19, 2011, subject to the Reporting Person being employed by the Company or its affiliates or subsidiaries on the vesting date.