Filing Details
- Accession Number:
- 0001438133-20-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-01 17:19:38
- Reporting Period:
- 2020-08-28
- Accepted Time:
- 2020-09-01 17:19:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1438133 | Tandem Diabetes Care Inc | TNDM | Surgical & Medical Instruments & Apparatus (3841) | 204327508 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582970 | Susan Morrison | C/O Tandem Diabetes Care, Inc. 11075 Roselle Street San Diego CA 92121 | Evp & Chief Admin. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-28 | 7,522 | $18.86 | 13,778 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-28 | 7,522 | $114.00 | 6,256 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-08-31 | 6,548 | $18.86 | 12,804 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-31 | 6,548 | $114.00 | 6,256 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-09-01 | 5,930 | $18.86 | 12,186 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-01 | 5,930 | $114.00 | 6,256 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2020-08-28 | 7,522 | $0.00 | 7,522 | $18.86 |
| Common Stock | Stock Option | Disposition | 2020-08-31 | 6,548 | $0.00 | 6,548 | $18.86 |
| Common Stock | Stock Option | Disposition | 2020-09-01 | 5,930 | $0.00 | 5,930 | $18.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 72,478 | No | 4 | M | Direct | ||
| 65,930 | No | 4 | M | Direct | ||
| 60,000 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock received upon exercise of a stock option award.
- The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.
- The option vested as to fifty percent (50%) of the underlying shares on 06/14/2019, and the remaining shares vested in twelve (12) equal monthly installments thereafter.
- The expiration date for these options is 10 years from the date of grant.
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