Filing Details

Accession Number:
0000717724-11-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-01 16:22:39
Reporting Period:
2011-03-31
Filing Date:
2011-04-01
Accepted Time:
2011-04-01 16:22:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234435 Armand Correia C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2011-03-31 100 $11.84 4,250 No 4 M Direct
Common Disposition 2011-03-31 100 $32.50 4,150 No 4 S Direct
Common Acquisiton 2011-04-01 9,900 $11.84 14,050 No 4 M Direct
Common Disposition 2011-04-01 9,900 $32.55 4,150 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option To Buy Disposition 2011-04-01 9,900 $0.00 9,900 $11.84
Common Option to Buy Disposition 2011-03-31 100 $0.00 100 $11.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2006-10-12 2015-10-12 No 4 M Direct
49,900 2006-10-12 2015-10-12 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Option to Buy $14.99 2009-09-18 2018-09-18 60,000 60,000 Direct
Common Option To Buy $17.67 2010-09-24 2019-09-24 20,000 20,000 Direct
Common Option To Buy $23.39 2011-09-23 2020-09-23 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-09-18 60,000 60,000 Direct
2019-09-24 20,000 20,000 Direct
2020-09-23 25,000 25,000 Direct
Footnotes
  1. Includes 1,000 restricted shares issued under the Company's 2001 Stock Incentive Plan.
  2. Granted under the Company's 2001 Stock Incentive Plan
  3. Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
  4. Exercisable in four equal annual installments with the first installment exercisable on the date indicated.