Filing Details

Accession Number:
0001104659-20-100864
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-31 17:17:59
Reporting Period:
2020-08-27
Accepted Time:
2020-08-31 17:17:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
914025 Plantronics Inc PLT Telephone & Telegraph Apparatus (3661) 770207692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626559 Siris Partners Iii, L.p. C/O Siris Capital Group, Llc
601 Lexington Avenue, 59Th Floor
New York NY 10022
No No Yes Yes
1626560 Siris Partners Iii Parallel, L.p. C/O Siris Capital Group, Llc
601 Lexington Avenue, 59Th Floor
New York NY 10022
No No Yes Yes
1685464 Triangle Private Investments, Llc C/O Siris Capital Group, Llc
601 Lexington Avenue, 59Th Floor
New York NY 10022
No No Yes Yes
1705438 Siris Capital Group, Llc C/O Siris Capital Group, Llc
601 Lexington Avenue, 59Th Floor
New York NY 10022
No No Yes Yes
1705439 Siris Capital Group Iii, L.p. C/O Siris Capital Group, Llc
601 Lexington Avenue, 59Th Floor
New York NY 10022
No No Yes Yes
1705465 Siris Gp Holdco Iii, Llc C/O Siris Capital Group, Llc
601 Lexington Avenue, 59Th Floor
New York NY 10022
No No Yes Yes
1705701 Siris Partners Gp Iii, L.p. C/O Siris Capital Group, Llc
601 Lexington Avenue, 59Th Floor
New York NY 10022
No No Yes Yes
1736996 Triangle Private Holdings Ii, Llc C/O Siris Capital Group, Llc
601 Lexington Avenue, 59Th Floor
New York NY 10022
No No Yes Yes
1737027 Triangle Private Holdings I, Llc C/O Siris Capital Group, Llc
601 Lexington Avenue, 59Th Floor
New York NY 10022
No No Yes Yes
1772464 Siris Group Gp, Llc C/O Siris Capital Group, Llc
601 Lexington Avenue, 59Th Floor
New York NY 10022
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-27 4,065,666 $13.25 3,036,535 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,303 Indirect See Footnotes
Footnotes
  1. This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Triangle Private Holdings II, LLC, a Delaware limited liability company ("Triangle Holdings II"); (ii) Triangle Private Holdings I, LLC, a Delaware limited liability company ("Triangle Holdings I"); (iii) Triangle Private Investments, LLC, a Delaware limited liability company ("Triangle Parent"); (iv) Siris Partners III, L.P., a Delaware limited partnership ("Siris Fund III"); (v) Siris Partners III Parallel, L.P., a Delaware limited partnership ("Siris Fund III Parallel"); (vi) Siris Partners GP III, L.P., a Delaware limited partnership ("Siris Fund III GP"); (vii) Siris GP HoldCo III, LLC, a Delaware limited liability company ("Siris Fund III GP HoldCo"); (viii) Siris Capital Group III, L.P., a Delaware limited partnership ("Siris Fund III Advisor");
  2. (Continued from Footnote 1) (ix) Siris Capital Group, LLC, a Delaware limited liability company ("Siris Capital Group"); and (x) Siris Group GP, LLC, a Cayman Islands exempted limited liability company ("Siris Group GP").
  3. Triangle Holdings II is controlled by its sole member, Triangle Holdings I. Triangle Holdings I is controlled by its sole member, Triangle Parent. Triangle Parent is controlled by its members, Siris Fund III and Siris Fund III Parallel. Each of Siris Fund III and Siris Fund III Parallel is controlled by its general partner, Siris Fund III GP. Siris Fund III GP is controlled by its general partner, Siris Fund III GP HoldCo. Siris Fund III Advisor serves as investment manager to Siris Fund III and Siris Fund III Parallel pursuant to investment management agreements with each of them. Siris Capital Group shares investment management authority in respect of Siris Fund III and Siris Fund III Parallel pursuant to an agreement between Siris Fund III Advisor and Siris Capital Group. Siris Fund III Advisor is controlled by its general partner, Siris Group GP. Siris Capital Group is controlled by its managing member, Siris Group GP.
  4. (Continued from Footnote 3) Each of Siris Fund III GP HoldCo and Siris Group GP is controlled by Frank Baker, Peter Berger and Jeffrey Hendren.
  5. The Reporting Persons may be deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (such Act and rules, as amended, the "Exchange Act"), which group may be deemed to share the power to vote or direct the vote, or to dispose or direct the disposition, of the securities reported herein. However, neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is a member of a "group" for such purposes, for purposes of Section 16 of the Exchange Act or for any other purpose.
  6. Each of the Reporting Persons expressly disclaims beneficial ownership of securities held by any other person or entity other than, to the extent of any pecuniary interest therein, the various accounts under such Reporting Person's management and control. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. As permitted by Rule 16a-1(a)(4), the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons are beneficial owners of any of the securities covered by this statement.
  7. Reflects securities directly held by Triangle Holdings II.
  8. Reflects securities underlying Restricted Stock Unit Awards awarded to Frank Baker in connection with his service as a director of the Issuer. Pursuant to an assignment agreement between Siris Capital Group and Mr. Baker, Mr. Baker has assigned to Siris Capital Group all of his right, title and interest in and to any compensation, including equity awards, he received from the Issuer for his services as a director of the Issuer. Mr. Baker resigned from the Issuer's board of directors as of August 27, 2020.