Filing Details

Accession Number:
0001437749-20-019029
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-31 16:31:25
Reporting Period:
2020-08-27
Accepted Time:
2020-08-31 16:31:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719274 Giga Tronics Inc GIGA Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 942656341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1157358 P Lutz Henckels 5990 Gleason Drive
Dublin CA 94568
Interim Chief Fin. Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-27 4,325 $3.86 29,718 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Voting Perpetual Preferred Shares Acquisiton 2020-08-27 633 $81.77 4,220 $0.00
Common Stock Series C Convertible Voting Perpetual Preferred Shares Acquisiton 2020-08-27 236 $54.26 1,573 $0.00
Common Stock Series D Voting Perpetual Preferred Shares Acquisiton 2020-08-27 353 $53.15 2,353 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
697 No 4 P Direct
236 No 4 P Direct
353 No 4 P Direct
Footnotes
  1. Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date.