Filing Details

Accession Number:
0001209191-20-048596
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-28 14:38:05
Reporting Period:
2020-08-26
Accepted Time:
2020-08-28 14:38:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1462120 Live Oak Bancshares Inc. LOB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1036743 Iii S James Mahan 1741 Tiburon Drive
Wilmington NC 28403
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Voting Common Stock Acquisiton 2020-08-26 36,827 $20.62 3,272,077 No 4 P Indirect By James S. Mahan Revocable Trust
Voting Common Stock Acquisiton 2020-08-27 36,500 $20.36 3,308,577 No 4 P Indirect By James S. Mahan Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By James S. Mahan Revocable Trust
No 4 P Indirect By James S. Mahan Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Voting Common Stock 3,159,714 Indirect By Marguerite D. Mahan Revocable Trust
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $20.09 to $20.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
  2. This transaction was executed in multiple trades at prices ranging from $20.21 to $20.45. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.