Filing Details

Accession Number:
0001209191-20-048558
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-27 17:44:17
Reporting Period:
2020-08-26
Accepted Time:
2020-08-27 17:44:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1607716 Vivint Solar Inc. VSLR Heating Equipment, Except Electric & Warm Air Furnaces (3433) 455605880
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618828 G. Thomas Plagemann 1800 West Ashton Blvd
Lehi UT 84043
Cco; Evp, Capital Markets No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-26 54,824 $3.25 200,367 No 4 M Direct
Common Stock Acquisiton 2020-08-26 22,225 $3.45 222,592 No 4 M Direct
Common Stock Acquisiton 2020-08-26 9,737 $5.20 232,329 No 4 M Direct
Common Stock Disposition 2020-08-26 86,786 $27.57 145,543 No 4 S Direct
Common Stock Disposition 2020-08-26 5,945 $27.55 139,598 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-08-26 54,824 $0.00 54,824 $3.25
Common Stock Stock Option (Right to Buy) Disposition 2020-08-26 22,225 $0.00 22,225 $3.45
Common Stock Stock Option (Right to Buy) Disposition 2020-08-26 9,737 $0.00 9,737 $5.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-09-06 No 4 M Direct
42,430 2027-10-02 No 4 M Direct
34,773 2028-09-26 No 4 M Direct
Footnotes
  1. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.405 to $27.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.41 to $27.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  3. One-third of the shares subject to the option become vested and exercisable on July 16, 2017, July 16, 2018 and July 16, 2019, respectively.
  4. 25% of the shares subject to this award vested on September 6, 2018, and 1/16th of the shares subject to this award vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
  5. 25% of the shares subject to this award vested on September 6, 2019, and 1/16th of the shares subject to this award vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.