Filing Details

Accession Number:
0001104659-20-099634
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-27 16:46:33
Reporting Period:
2020-08-25
Accepted Time:
2020-08-27 16:46:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136294 Williams Industrial Services Group Inc. WLMS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1017043 Nelson Obus 450 Seventh Avenue
Suite 509
New York NY 10123
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2020-08-25 32,500 $1.68 6,345,181 No 4 P Indirect See Footnote
Common Stock, $0.01 Par Value Per Share Acquisiton 2020-08-26 850 $1.68 6,346,031 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share 219,838 Direct
Footnotes
  1. As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,556,864 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 2,450,596 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 2,085,997 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 252,574 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
  2. Of the aggregate number of shares purchased on August 25, 2020 and August 26, 2020, Wynnefield Partners Small Cap Value, L.P. I purchased 19,780 and 517 shares, respectively, while the other Wynnefield entities disclosed in footnote 1 purchased 12,720 and 333 shares, respectively.
  3. Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.67 and $1.68 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.