Filing Details

Accession Number:
0001567619-20-016040
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-26 18:15:50
Reporting Period:
2020-08-25
Accepted Time:
2020-08-26 18:15:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
797468 Occidental Petroleum Corp OXY Crude Petroleum & Natural Gas (1311) 954035997
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1019718 R William Klesse Occidental Petroleum Corporation
5 Greenway Plaza, Ste. 110
Houston TX 77046
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-25 10,000 $13.43 168,092 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.20 Par Value Warrant Acquisiton 2020-08-25 10,000 $3.10 10,000 $22.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,760 2020-08-25 2027-08-03 No 4 P Direct
Footnotes
  1. The shares beneficially owned reflects an adjustment of six shares to reconcile to the reporting person's records.
  2. On August 3, 2020, the Issuer distributed warrants to purchase an equivalent number of shares of the Issuer's common stock, par value $0.20 per share (the "Common Stock") to holders of record of outstanding shares of Common Stock as of the close of business on July 6, 2020. The reporting person received 19,760 warrants in the distribution.