Home > Insider Trading > Filing (0000899243-20-023443)

Filing Details

Accession Number:: 0000899243-20-023443
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-26 16:30:25
Reporting Period:: 2020-08-24

Accepted Time:: 2020-08-26 16:30:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1794515	Zoominfo Technologies Inc.	ZI	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
933790	Tc Group, Llc	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1527166	Carlyle Group Inc.	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w. Suite 220 S Washington DC 20004-2505	No	No	Yes	No
1548624	L.l.c. Management Group Carlyle	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548626	Carlyle Holdings I Gp Inc.	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548627	L.l.c. Sub Gp I Holdings Carlyle	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548628	L.p. I Holdings Carlyle	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548629	L.l.c. Gp Ii Holdings Carlyle	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548630	L.l.c. Ii Holdings Carlyle	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1548639	L.p. Sub Group Tc	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w. Suite 220 South Washington DC 20004-2505	No	No	Yes	No
1790577	L.l.c. Holdings Subsidiary Cg	C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-08-24	7,061,428	$0.00	7,061,428	No	4	C	Indirect	See footnotes
Class B Common Stock	Disposition	2020-08-24	2,988,714	$0.00	41,954,633	No	4	J	Indirect	See footnotes
Class A Common Stock	Disposition	2020-08-24	7,061,428	$35.80	0	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnotes
No	4	J	Indirect	See footnotes
No	4	S	Indirect	See footnotes

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	LLC Units of ZoomInfo Holdings LLC	Disposition	2020-08-24	2,988,714	$0.00	2,988,714	$0.00
Class A Common Stock	Class C Common Stock	Disposition	2020-08-24	4,072,714	$0.00	4,072,714	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
41,954,633			No	4	C	Indirect
57,171,484			No	4	C	Indirect

Footnotes

Following the transactions reported herein, includes (i) 41,954,633 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 42,188,071 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 14,983,413 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").
Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.
Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.
Reflects the cancellation for no consideration of Class B Common Stock in connection with the conversion of the OpCo Units in to Class A Common Stock.
The OpCo Units and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date.
The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.