Filing Details

Accession Number:
0001104659-20-098615
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-26 12:20:40
Reporting Period:
2020-08-24
Accepted Time:
2020-08-26 12:20:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1467761 Zoom Telephonics Inc. ZMTP Telephone & Telegraph Apparatus (3661) 042621506
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612424 Joshua Horowitz C/O Palm Management (Us) Llc
19 West Elm Street
Greenwich CT 06830
Yes No No No
1726444 Palm Global Small Cap Master Fund Lp C/O Palm Management (Us) Llc
19 West Elm Street
Greenwich CT 06830
Yes No No No
1726497 Palm Management (Us) Llc C/O Palm Management (Us) Llc
19 West Elm Street
Greenwich CT 06830
Yes No No No
1726523 C Bradley Palmer C/O Palm Management (Us) Llc
19 West Elm Street
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-24 837 $1.95 1,192,477 No 4 P Indirect By Palm Global Small Cap Master Fund LP
Common Stock Acquisiton 2020-08-25 14,163 $1.90 1,206,640 No 4 P Indirect By Palm Global Small Cap Master Fund LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Palm Global Small Cap Master Fund LP
No 4 P Indirect By Palm Global Small Cap Master Fund LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,286 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $2.03 2020-07-09 2023-07-09 15,000 15,000 Direct
Common Stock Stock Option (right to buy) $2.04 2020-07-13 2023-07-13 7,500 7,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-07-09 15,000 15,000 Direct
2023-07-13 7,500 7,500 Direct
Footnotes
  1. The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
  2. Fully exercisable as of the grant date, July 9, 2020.
  3. Fully exercisable as of the grant date, July 13, 2020.