Filing Details

Accession Number:
0001209191-20-048315
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-08-25 20:48:56
Reporting Period:
2020-08-13
Accepted Time:
2020-08-25 20:48:56
Original Submission Date:
2020-08-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1266362 F Samuel Thomas C/O Lumentum Holdings Inc.,
1001 Ridder Park Drive
San Jose CA 95131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-13 8,754 $92.65 14,337 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
  2. The original Form 4 erroneously reported the number of shares sold as 1,548.
  3. These sales were executed in multiple trades at prices ranging from $92.08 to $93.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.