Filing Details
- Accession Number:
- 0001260098-20-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-24 10:25:47
- Reporting Period:
- 2020-08-20
- Accepted Time:
- 2020-08-24 10:25:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1496099 | New Mountain Finance Corp | NMFC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1260098 | Robert Hamwee | C/O New Mountain Capital, L.l.c. 787 7Th Avenue, 48Th Floor New York NY 10019 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-20 | 1,114 | $9.96 | 426,473 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 3,300 | $9.96 | 429,773 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 2,900 | $9.95 | 432,673 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 4,925 | $9.94 | 437,598 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 6,458 | $9.95 | 444,056 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 800 | $9.94 | 444,856 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 500 | $9.91 | 445,356 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 1,601 | $9.91 | 446,957 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 1,000 | $9.92 | 447,957 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 1,600 | $9.92 | 449,557 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 1,600 | $9.93 | 451,157 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 100 | $9.93 | 451,257 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 3,500 | $9.89 | 454,757 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 100 | $9.89 | 454,857 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 302 | $9.88 | 455,159 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 100 | $9.88 | 455,259 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-20 | 100 | $9.87 | 455,359 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,000 | Indirect | By Spouse, Dana L. Hamwee Inherited IRA |
Footnotes
- Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.
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