Filing Details

Accession Number:
0001209191-20-047930
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-21 16:29:15
Reporting Period:
2020-08-19
Accepted Time:
2020-08-21 16:29:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224025 C Frank Sullivan 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2020-08-19 12,126 $84.98 986,766 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2020-08-20 24,874 $84.55 961,892 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2020-08-19 655 $84.98 1,345 No 4 S Indirect By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006
Common Stock, $0.01 Par Value Disposition 2020-08-20 1,345 $84.55 0 No 4 S Indirect By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006
No 4 S Indirect By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 15,000 Indirect By LLC
Common Stock, $0.01 Par Value 9,600 Indirect By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12
Common Stock, $0.01 Par Value 3,000 Indirect As custodian for son
Common Stock, $0.01 Par Value 4,710 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $0.00 1,610,000 1,610,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,610,000 1,610,000 Direct
Footnotes
  1. Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
  2. Approximate number of shares held as of July 22, 2020 in the account of the reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
  3. No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
  4. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2013 and 2020 and expire 10 years from the date of grant.