Filing Details

Accession Number:
0000009984-20-000106
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-21 10:37:00
Reporting Period:
2020-08-19
Accepted Time:
2020-08-21 10:37:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453850 J Christopher Stephens Barnes Group Inc.
123 Main Street
Bristol CT 06010
Svp, Finance And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-19 15,200 $36.31 124,764 No 4 M Direct
Common Stock Acquisiton 2020-08-19 20,800 $30.71 145,564 No 4 M Direct
Common Stock Disposition 2020-08-19 36,000 $39.28 109,564 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option-Right to Buy Disposition 2020-08-19 15,200 $0.00 15,200 $36.31
Common Stock Stock Option-Right to Buy Disposition 2020-08-19 20,800 $0.00 20,800 $30.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
600 2025-02-11 No 4 M Direct
0 2026-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,406 Indirect By Company's 401(k) Plan
Footnotes
  1. Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 3249 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.05 to $39.63, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/11/2015 grant date.
  4. The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/10/2016 grant date.