Filing Details

Accession Number:
0001493152-20-016442
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-20 17:15:14
Reporting Period:
2020-08-13
Accepted Time:
2020-08-20 17:15:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1021435 Hopto Inc. HPTO Services-Prepackaged Software (7372) 133899021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1730772 R Jonathon Skeels 6 Loudon Road
Suite 200
Concord NH 03301
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-13 6,888,345 $0.30 8,285,495 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. Shares (the "Shares") owned directly by Novelty Capital Series Fund LP, a Delaware limited partnership ("NCSLP"), of which Novelty Capital Series GP, LLC, a Delaware limited liability company ("SGPLLC"), is the general partner and Novelty Capital Partners LP, a Delaware limited partnership ("NCPLP"), of which Novelty Capital Partners GP, LLC, a Delware limited liability company ("GPLLC"). Novelty Capital, LLC, a Delaware limited liability company ("Novelty Capital"), is the sole member of SGPLLC and GPLLC and acts as investment advisor to NCSLP and NCPLP. Jonathon Skeels is the managing partner of Novelty Capital, and as such Mr. Skeels may be deemed to beneficially own the securities owned by NCSLP and NCPLP. Mr. Skeels expressly disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest, if any, therein.