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Filing Details

Accession Number:: 0001179110-20-009201
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-20 17:11:29
Reporting Period:: 2020-08-18

Accepted Time:: 2020-08-20 17:11:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1708341	Allied Esports Entertainment Inc.	AESE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1431523	J Adam Pliska	17877 Von Karman Ave Suite 300 Irvine CA 92614	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2020-08-18	172,580	$1.41	233,201	No	4	S	Direct
Common Stock	Disposition	2020-08-19	20,000	$2.63	213,201	No	4	S	Direct
Common Stock	Disposition	2020-08-19	30,000	$2.62	183,201	No	4	S	Direct
Common Stock	Disposition	2020-08-19	5,723	$2.63	177,478	No	4	S	Direct
Common Stock	Disposition	2020-08-19	15,213	$1.70	162,265	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The sales of common stock reflected in this Form 4 are pursuant to a Rule 10b-5 trading plans dated August 13, 2020 and August 18, 2020.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.61 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.68 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
Includes 19,472 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020; 4,417 shares on 11/12/2020; and 11,521 shares on 8/18/2021.