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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2020-08-20 16:10:53
Reporting Period:
Accepted Time:
2020-08-20 16:10:53
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
887733 Central Garden & Pet Co CENT Wholesale-Miscellaneous Nondurable Goods (5190) 680275553
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1057369 Iii Brooks Pennington 1340 Treat Blvd
Suite 600
Walnut Creek CA 94597
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-08-18 1,806 $38.23 35,455 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,876 Indirect By Spouse
Class A Common Stock 15,208 Indirect By LLC
Units 1,936 Indirect 401(k) Plan
Common Stock 159,950 Direct
Common Stock 6,938 Indirect By Spouse
Common Stock 7,604 Indirect By LLC
  1. Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
  2. The range of prices for the shares of Class A Common Stock is from $37.98 to $38.48. The Reporting Person undertakes that the Reporting Person will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  3. Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.
  4. By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  5. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.