Filing Details
- Accession Number:
- 0001102993-20-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-19 18:41:11
- Reporting Period:
- 2020-08-17
- Accepted Time:
- 2020-08-19 18:41:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102993 | Liveperson Inc | LPSN | Services-Prepackaged Software (7372) | 133861628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1506224 | Daryl Carlough | C/O Liveperson, Inc. 475 Tenth Avenue, 5Th Floor New York NY 10018 | Svp, Global & Corp Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-17 | 1,827 | $12.45 | 27,540 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-17 | 1,566 | $58.95 | 25,974 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-17 | 261 | $60.00 | 25,713 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-08-17 | 12,824 | $9.34 | 38,537 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-17 | 2,625 | $10.13 | 41,162 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-17 | 1,250 | $7.60 | 42,412 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-17 | 1,827 | $0.00 | 1,827 | $12.45 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-17 | 12,824 | $0.00 | 12,824 | $9.34 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-17 | 2,625 | $0.00 | 2,625 | $10.13 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-17 | 1,250 | $0.00 | 1,250 | $7.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,641 | 2028-02-16 | No | 4 | M | Direct | |
| 30,000 | 2023-10-31 | No | 4 | M | Direct | |
| 0 | 2024-04-25 | No | 4 | M | Direct | |
| 3,750 | 2027-05-05 | No | 4 | M | Direct |
Footnotes
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.
- The Option is fully exercisable.
- The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter.
Billionaire Hedge Funds
