Filing Details
- Accession Number:
- 0000950103-20-016090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-18 20:45:23
- Reporting Period:
- 2020-08-14
- Accepted Time:
- 2020-08-18 20:45:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509441 | Todd Michael Schroepfer | C/O Facebook Inc. 1601 Willow Road Menlo Park CA 94025 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2020-05-19 | 2,399 | $0.00 | 477,498 | No | 5 | G | Indirect | The HS Trust U/A/D 9/28/2011 |
| Class A Common Stock | Disposition | 2020-08-14 | 112 | $262.09 | 0 | No | 4 | S | Indirect | The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 |
| Class A Common Stock | Acquisiton | 2020-08-15 | 26,847 | $0.00 | 498,238 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2020-08-15 | 8,255 | $0.00 | 506,493 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2020-08-15 | 8,432 | $0.00 | 514,925 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2020-08-15 | 9,426 | $0.00 | 524,351 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-08-15 | 26,259 | $261.24 | 498,092 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | The HS Trust U/A/D 9/28/2011 |
| No | 4 | S | Indirect | The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2020-08-15 | 26,847 | $0.00 | 26,847 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2020-08-15 | 8,255 | $0.00 | 8,255 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2020-08-15 | 8,432 | $0.00 | 8,432 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2020-08-15 | 9,426 | $0.00 | 9,426 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 134,236 | 2023-05-05 | No | 4 | M | Direct | |
| 16,509 | 2025-03-15 | No | 4 | M | Direct | |
| 109,623 | 2026-03-14 | No | 4 | M | Direct | |
| 84,836 | 2027-03-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 24,570 | Indirect | The Michael Schroepfer 2018 Annuity Trust U/A/D/ 11/15/2018 |
| Class A Common Stock | 24,570 | Indirect | The Erin Hoffmann 2018 Annuity Trust U/A/D/ 11/15/2018 |
| Class A Common Stock | 656 | Indirect | The Clover Irrevocable Nonexempt Trust U/A/D 6/27/2011 |
Footnotes
- Represents shares of Class A Common Stock that the reporting person donated as a gift to a charitable entity.
- Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The HS Trust U/A/D 9/28/2011.
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Exempt Trust U/A/D 6/27/2011.
- Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the Restricted Stock Units ("RSUs") and does not represent a sale.
- Shares held of record by Michael Schroepfer, Trustee of The Michael Schroepfer 2018 Annuity Trust U/A/D 11/15/2018, a grantor retained annuity trust for the benefit of the reporting person.
- Shares held of record by Erin Hoffmann, Trustee of The Erin Hoffmann 2018 Annuity Trust U/A/D 11/15/2018, a grantor retained annuity trust for the benefit of the reporting person's spouse.
- Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Nonexempt Trust U/A/D 6/27/2011.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- The RSUs vest quarterly as to 1/16th of the total shares, beginning on February 15, 2018, subject to continued service through each vesting date.
- The RSUs vest quarterly as to 1/16th of the total shares, beginning on May 15, 2017, subject to continued service through each vesting date.
- The RSUs vest quarterly as to 1/16th of the total shares, beginning on February 15, 2020, subject to continued service through each vesting date.
- The RSUs vest quarterly as to 1/16th of the total shares, beginning on February 15, 2019, subject to continued service through each vesting date.
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