Filing Details

Accession Number:
0001493152-20-016229
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-18 18:06:49
Reporting Period:
2020-08-18
Accepted Time:
2020-08-18 18:06:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083743 Flux Power Holdings Inc. FLUX Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 860931332
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550109 Michael Johnson C/O Flux Power Holdings, Inc.
2685 S. Melrose Drive
Vista, CA 92081
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-18 150,000 $4.00 4,453,757 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. Represents the acquisition of 150,000 shares of common stock acquired by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay") at the offering price of $4.00 per share, for a total purchase price of $600,000, in connection with the Issuer's public offering which closed on August 18, 2020.
  2. Includes 4,303,757 shares of common stock owned by Esenjay.
  3. The securities are held by Esenjay. Mr. Johnson is the sole director and beneficial owner of Esenjay.