Filing Details

Accession Number:
0001401708-20-000160
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-18 16:32:20
Reporting Period:
2020-08-14
Accepted Time:
2020-08-18 16:32:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG Biological Products, (No Disgnostic Substances) (2836) 200094687
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1710720 Chad J. Brown 530 Fairview Avenue N
Seattle WA 98109
Svp, Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-14 3,750 $16.35 3,917 No 4 M Direct
Common Stock Acquisiton 2020-08-14 625 $6.80 4,542 No 4 M Direct
Common Stock Acquisiton 2020-08-14 1,906 $23.34 6,448 No 4 M Direct
Common Stock Disposition 2020-08-14 6,281 $38.05 167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2020-08-14 3,750 $16.35 3,750 $16.35
Common Stock Stock Options (right to buy) Disposition 2020-08-14 625 $6.80 625 $6.80
Common Stock Stock Options (right to buy) Disposition 2020-08-14 1,906 $23.34 1,906 $23.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,751 2027-07-04 No 4 M Direct
3,750 2028-02-05 No 4 M Direct
20,335 2029-03-25 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Brown were effected pursuant to a Rule 10b5-1 trading plan adopted on May 15, 2020.
  2. 25% of the shares subject to the Option vest on the one-year anniversary of July 5, 2017 (the "Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement Date.
  3. 1/48 of the shares subject to such option shall vest on the one-month anniversary of 2/6/18 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.
  4. 1/48 of the shares subject to such option shall vest on the one-month anniversary of March 13, 2019 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.