Filing Details

Accession Number:
0001104659-20-096431
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-08-18 13:39:11
Reporting Period:
2020-07-15
Accepted Time:
2020-08-18 13:39:11
Original Submission Date:
2020-07-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
897802 Special Opportunities Fund Inc. SPE (0) 133702911
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1067621 Phillip Goldstein 60 Heritage Drive
Pleasantville NY 10570
Chairman And Secretary Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-15 6,418 $11.74 108,734 No 4 P Direct
Common Stock Disposition 2020-07-15 1,431 $11.74 1,000 No 4 S Indirect Spouse
Common Stock Disposition 2020-07-15 4,987 $11.74 103,747 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Indirect Spouse
No 4 S Direct
Footnotes
  1. The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
  2. On July 15, 2020 the Reporting Person cross-traded a combined total of 6,418 shares from two of his accounts (one held Directly and one held Indirectly) to an account held Directly. This Form 4 amendment is being filed to correct the information presented in the Form 4 filed on July 16, 2020 in connection with such reported transactions.