Filing Details
- Accession Number:
- 0001118417-20-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-17 21:50:35
- Reporting Period:
- 2020-08-14
- Accepted Time:
- 2020-08-17 21:50:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1118417 | Model N Inc. | MODN | Services-Computer Programming, Data Processing, Etc. (7370) | 770528806 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1706672 | David Barter | C/O Model N, Inc. 777 Mariners Island Boulevard, Suite 300 San Mateo CA 94404 | Svp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-08-14 | 6,010 | $38.58 | 201,943 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-14 | 570 | $38.58 | 201,373 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-14 | 3,420 | $38.58 | 197,953 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-17 | 442 | $39.56 | 197,511 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-17 | 1,080 | $39.56 | 196,431 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-17 | 621 | $39.56 | 195,810 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-17 | 936 | $39.56 | 194,874 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.
Billionaire Hedge Funds
