Filing Details

Accession Number:
0001179110-20-009096
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-17 19:11:27
Reporting Period:
2020-08-13
Accepted Time:
2020-08-17 19:11:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1708341 Allied Esports Entertainment Inc. AESE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1431523 J Adam Pliska 17877 Von Karman Ave
Suite 300
Irvine CA 92614
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-13 3,734 $1.72 412,771 No 4 S Direct
Common Stock Disposition 2020-08-14 4,562 $1.60 408,209 No 4 S Direct
Common Stock Disposition 2020-08-17 2,428 $1.56 405,781 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020.
  2. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from 1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  3. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  5. Includes 19,472 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020; 4,417 shares on 11/12/2020; and 11,521 shares on 8/18/2021